Titan Securities a brokerage firm headquartered in Addison Texas, and Brad Curtis Brooks (the firm’s Chief Executive Officer and President) and Richard Wayne Demetriou (the firm’s registered representative) have been fined by Financial Industry Regulatory Authority (FINRA) according to an Extended Hearing Panel Decision containing findings that (1) misleading or false representations had been made […]
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FINRA Sanctions Titan Securities For Investment Fraud
March 28, 2019 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Private Placement Fraud, Securities Fraud | 0 Comments
Titan Securities Charged With Misrepresentation
November 02, 2016 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News | 0 Comments
Titan Securities, of Addison Texas (CRD No. 131392), along with Brad C. Brooks, its hief compliance officer and president, and Richard Wayne Demetriou, a registered representative, were charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Demetrio made misrepresentations to customers and failed to disclose an outside business activity; […]
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