Tag Archives: Blake H. Kiernan

Four Points Capital Partners Stockbroker Sanctioned By FINRA

October 08, 2021  |   Posted by :   |   Breach of Fiduciary Duty, Churning, Excessive Trading, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Four Points Capital Partners Stockbroker Sanctioned By FINRA

Blake H. Kiernan of Melville New York a stockbroker registered with Four Points Capital Partners LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded upon allegations that Kiernan did not comply with a FINRA Arbitration Award in which he was required to pay a customer $69,250.00 […]

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Customer Sues Woodstock Financial For Fraud

November 01, 2017  |   Posted by :   |   Boilerroom Sales   |   Comments Off on Customer Sues Woodstock Financial For Fraud

Blake H. Kiernan, of Garden City, New York, a stockbroker formerly registered with Woodstock Financial Group, Inc., has been named in a customer initiated investment related arbitration claim, in which the customer requested $200,000.00 in damages based upon allegations of breach of contract, unsuitability, breach of fiduciary duty, fraud, unauthorized trading, churning, and excessive trading […]

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