Tag Archives: Allied Millennial Partners LLC

Allied Millennial Sued By Investors For Unauthorized Trading

February 01, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Unauthorized Trading   |   Comments Off on Allied Millennial Sued By Investors For Unauthorized Trading

Matthew Eric Platnico of New York New York a stockbroker and investment adviser representative of Allied Millennial Partners LLC is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $1,460,000.00 in damages founded on accusations that unauthorized indexed options trades were executed in the customer’s account because of Platnico […]

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FINRA Sanctions EJ Sterling Stockbroker Unauthorized Trading

March 26, 2020  |   Posted by :   |   Churning, Excessive Trading, Unauthorized Trading   |   Comments Off on FINRA Sanctions EJ Sterling Stockbroker Unauthorized Trading

Akhil Morada of Miami Florida a stockbroker formerly registered with EJ Sterling LLC (now known as Allied Millennial Partners LLC) has been fined $15,000.00 and suspended for twelve months from associating with any FINRA member in any capacity based upon findings that (1) Morada recommended excessive trades to customers and (2) Morada effected trades in […]

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FINRA Censures EJ Sterling For Failure To Supervise

E.J. Sterling LLC (now known as Allied Millennial Partners LLC) a brokerage firm headquartered in New York New York has been censured by FINRA based upon the firm’s consent to findings that the firm failed to adequately supervise its business to detect and stop unsuitable trades from being executed in customers’ investment accounts. Letter of […]

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