Tag Archives: Aequitas investments

SEC Bars RP Capital Stockbroker For Fraud

April 08, 2020  |   Posted by :   |   Ponzi Schemes, Promissory Notes, Securities Fraud, Selling Away and Outside Activities   |   Comments Off on SEC Bars RP Capital Stockbroker For Fraud

Norman Gary Price of Gig Harbor Washington a stockbroker formerly associated with RP Capital LLC, Genesis Capital LLC and Aequitas Commercial Finance LLC has been fined $75,000.00 and barred by Securities and Exchange Commission (SEC) from being a stockbroker or investment adviser representative or otherwise associating with any securities broker dealer or investment adviser according […]

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