Tag Archives: RP Capital LLC

SEC Bars RP Capital Stockbroker For Fraud

April 08, 2020  |   Posted by :   |   Ponzi Schemes, Promissory Notes, Securities Fraud, Selling Away and Outside Activities   |   Comments Off on SEC Bars RP Capital Stockbroker For Fraud

Norman Gary Price of Gig Harbor Washington a stockbroker formerly associated with RP Capital LLC, Genesis Capital LLC and Aequitas Commercial Finance LLC has been fined $75,000.00 and barred by Securities and Exchange Commission (SEC) from being a stockbroker or investment adviser representative or otherwise associating with any securities broker dealer or investment adviser according […]

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RP Capital Sued By Customer For Misrepresentation

Norman Gary Price of Gig Harbor Washington is a member of RP Capital LLC who is the subject of customer initiated investment related arbitration claim in which the customer requested $700,000.00 in damages supported by accusations of (1) suitability (2) conflict of interest (3) misrepresentation and (4) supervisory failures concerning the use of the customer’s […]

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Customer Arbitration Against RP Capital

Joel Matthew Price, of Gig Harbor, Washington, a stockbroker formerly registered with RP Capital LLC, has been named in a customer initiated investment related arbitration claim on August 31, 2016, in which the customer requested $158,491.00 in damages based upon allegations that Price made unsuitable investment recommendations to the customer, failed to conduct due diligence […]

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