Tag Archives: Abdul Matin Rahmani

SW Stockbroker Investigated By FINRA For Selling Away

September 14, 2020  |   Posted by :   |   Selling Away and Outside Activities   |   Comments Off on SW Stockbroker Investigated By FINRA For Selling Away

Abdul Matin Rahmani (also known as Abdul Rahmani) of Melville New York a stockbroker formerly registered with SW Financial is the subject of an August 5, 2020 FINRA investigation in which he may face a disciplinary action from FINRA Department of Enforcement based upon accusations of him engaging in undisclosed outside business activities and failing […]

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SW Financial Fires Broker For Outside Business Activities

Abdul Matin Rahmani of Mineola, New York, a stockbroker formerly registered with SW Financial, has been discharged by the firm on December 15, 2017 founded on allegations that he engaged in outside business activities in violation of both the firm’s policy and FINRA Rule 3270. SW Financial alleged that without the firm’s permission, Rahmani enlisted […]

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