Robert Lee Hunt, of Coral Springs, Florida, a stockbroker formerly registered with SunTrust Investment Services, Inc., is the subject of a customer initiated investment related arbitration claim, where the customer was awarded $17,847.00 in damages on April 3, 2017, based upon allegations that he made misrepresentations and omissions to the customer concerning investments, negligently handled the customer’s investment portfolio, effected unsuitable transactions, and neglected to perform due diligence concerning the customer’s investments in bonds.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Hunt has been identified in two customer initiated investment related disputes containing allegations of his misconduct while employed with Quick & Reilly, Inc. and SunTrust Investment Services, Inc. Particularly, on April 1, 2003, a customer initiated investment related arbitration claim involving Hunt’s conduct was settled for $32,000.00 in damages, in which the customer’s claim was rooted in allegations that Hunt utilized the customer’s margin excessively and placed unsuitable equity transactions in the customer’s account.
Further, on November 8, 2016, a customer filed an investment related written complaint involving Hunt’s conduct, in which the customer requested $25,000.00 in damages built on allegations that Hunt made negligent investment recommendations to the customer concerning corporate debt investments.
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