Kim Kerry Love, of Boca Raton, Florida, a stockbroker currently registered with Summit Brokerage Services, Inc., has been named in a customer initiated investment related written complaint on April 4, 2017, in which the customer requested $499,000.00 in damages based upon allegations that Love effected the “unauthorized transfer” of assets from the customer’s trust account.
What is an “unauthorized transfer“? Is that not stealing? Love knows, and I would love to know too.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on December 12, 2001, a customer filed an investment related written complaint involving Love’s conduct, in which the customer requested $75,000.00 in damages based upon allegations that Love, while associated with First Union Securities Financial Network, Inc., effected purchases of annuities in the customer’s account that were excessively risky and unsuitable for the customer.
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