Steven Paul Reznik of Tallahassee Florida a stockbroker and financial advisor registered with Raymond James Financial Services Inc. is the subject of a customer initiated investment related written complaint on April 25, 2018 where the customer requested $58,721.00 in damages based upon allegations that between May 20, 2015 and April 30, 2018: (1) transactions were placed in the customer’s account that were not suitable for the customer (2) the customer’s account was overconcentrated and (3) the customer’s equity investments poorly performed.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Reznik has been identified in two more customer initiated investment related disputes containing accusations of Reznik’s misconduct while employed with Raymond James. In particular, on December 1, 1999, a customer initiated investment related complaint involving Reznik’s conduct was settled for $3,500.00 in damages supported by allegations that Reznik executed unauthorized trades in the customer’s account, and placed the customer in options that were not suitable for the customer given the customer’s financial circumstances.
On February 21, 2018, another customer initiated investment related complaint concerning Reznik’s activities was resolved for $15,000.00 in damages founded on accusations that between August 11, 2015 and June 5, 2017, trading of stock in the customer’s account had been neither authorized nor suitable for the customer.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered tens of millions of dollars for more than 1,000 injured investors from all over the United States and from all over the World. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
