Steven Andrew Greer (also known as Andrew Greer) of Charlotte North Carolina a stockbroker formerly registered with GF Investment Services is the subject of a customer initiated investment related FINRA securities arbitration claim on September 3, 2020, in which the customer sought compensatory damages founded on accusations that alternative investments had been recommended by Greer during the period that he was associated with GF Investment Services. According to the complaint, the customer had been placed into unsuitable real estate securities in violation of FINRA Rules 2111 and 2110.
This is not the first time that Greer has been accused of sales practice violations by a customer of GF Investment Services. According to FINRA Public Disclosure, on November 25, 2020, a customer filed an investment related complaint involving Greer’s conduct where they requested $15,224.00 in damages based upon allegations that they were not made aware of commissions on transactions involving real estate securities and direct investments including direct participation programs or limited partnership interests. The complaint alleges that Greer provided unsuitable advice regarding alternative investments.
Greer was registered with GF Investment Services between February 2, 2012, and April 17, 2019.
