Steven Carroll Wall of New Brighton Minnesota is a stockbroker currently registered with Ameriprise Financial Services Inc. who is the subject of a customer initiated investment related written complaint November 20, 2017 in which the customer sought $48,515.00 in damages supported by allegations that (1) unsuitable investment recommendations were made to the customer concerning exchange traded fund purchase and stop loss orders and (2) exchange traded fund stop loss orders were changed without the customer’s consent.
FINRA Public Disclosure additionally reveals that on October 26, 2015, a customer filed an investment related written complaint involving Wall’s conduct where the customer sought $58,821.24 in damages founded on accusations that unauthorized exchange traded fund stop loss orders had been placed in the customer’s account.
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