Rudolf Lucian Molnar (also known as Rudy Molnar), of New Port Richey, Florida, a stockbroker registered with Ameriprise Financial Services LLC, was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $12,500.00 in damages based upon allegations that Molnar made the unsuitable investment recommendation of business development corporations (BDCs) during the time that Molnar was associated with Ameriprise Financial Services LLC. FINRA Arbitration No. 22-01702 (January 2, 2024).
This marks the second time that Molnar has been referenced in a customer initiated investment related dispute concerning Molnar’s conduct in the securities industry. FINRA Public Disclosure shows that Molnar was also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $13,500.00 in damages based upon allegations that Molnar made the unsuitable investment recommendation of BDCs when Molnar was associated with Ameriprise Financial Services LLC. FINRA Arbitration No. 20-04148 (February 10, 2023).
Molnar has been associated with Ameriprise Financial Services LLC in New Port Richey, Florida since March 13, 2009. Molnar has also been registered with Ameriprise Financial Services LLC in Wailuku, Hawaii since March 19, 2009.
