Bill Alfons Holubec, of Des Moines, Iowa, a stockbroker formerly registered with Royal Alliance Associates, Inc., has been named in a customer initiated investment related arbitration claim on January 9, 2017, in which the customer requested $500,000.00 in damages based upon allegations that Holubec effected unsuitable transactions in the customer’s account and made misrepresentations to the customer regarding non-traditional exchange traded funds and junk bonds.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on March 30, 2010, a customer initiated investment related arbitration claim involving Holubec’s conduct was settled for $49,750.00 in damages based upon allegations that Holubec allocated the customer’s variable annuity subaccounts in a manner which was not suitable for the customer.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
