Ronald James Radner of Delray Beach, Florida, a stockbroker registered with Raymond James Financial Services Inc., was the subject of a customer initiated investment related complaint filed on July 14, 2022, in which the customer requested $14,215.74 in damages based upon allegations that Radner made unsuitable recommendations of mutual funds when Radner was associated with Raymond James Financial Services Inc.
This is not the first time that Radner has been referenced in a customer initiated investment related dispute concerning Radner’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Radner was also referenced in a customer initiated investment related complaint filed on December 28, 2018, in which the customer requested $60,000.00 in damages based upon allegations that Radner gave unsuitable advice in connection with the sale of mutual funds when Radner was associated with Edward Jones.
On November 22, 2021, a FINRA securities arbitration claim involving Radner’s conduct was settled for $25,000.00 in damages based upon allegations that Radner breached his fiduciary duties, made unsuitable recommendations, committed fraud, was negligent, failed to supervise certain registered representatives, and breached a contract in connection with the sale of fixed annuities and mutual funds when Radner was associated with Edward Jones. FINRA Arbitration No. 20-01508.
Radner was associated with Edward Jones in Delray Beach, Florida, as a stockbroker from September of 2011 to April of 2019. He was associated with Edward Jones in St. Louis, Missouri, as an investment adviser representative from October of 2011 to April of 2019.
Radner has been associated with Raymond James Financial Services Inc. in Delray Beach, Florida, as a stockbroker since March 29, 2019, and has been associated with Raymond James Financial Services Advisors Inc. as an investment adviser representative since April 5, 2019.
