Robert Michael Dechick, of Clermont, Florida, a stockbroker formerly registered with D.H. Hill Securities, LLLP, was subject of a $5,000.00 fine, and stipulated and consented to cease and desist committing violations of National Association of Securities Dealers (NASD) Rules and Florida Statues according to a Florida Office of Financial Regulation Final Order finding that Dechick made omissions to customers about real estate investment trusts by distributing consolidated statements without disclosures that were required to be made to customers. Case No. 58001-S (Jan. 11, 2016).
According to the Order, Dechick’s conduct was violative of National Association of Securities Dealers (NASD) Rules 2340, Florida Administrative Code 69W-600.013(2)(h), and Florida Statutes Section 517.161(1)(a).
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
