Robert Michael Henrici of Coral Springs Florida a stockbroker currently registered with Wells Fargo Clearing Services is the subject of a customer initiated investment related written complaint which settled for $20,000.00 on July 3, 2017 founded on accusations that Henrici placed an inappropriate insurance rider on the customer’s variable annuity.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on July 8, 2013, a customer filed an investment related complaint concerning Henrici’s conduct where the customer requested damages estimated to exceed $5,000.00 based upon allegations that while Henrici was associated with Wells Fargo Advisors, LLC, closed-end fund recommendations made to the customer were not suitable, and the investments selected as a result of those recommendations caused the customer to sustain investment losses.
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