Robert Gregory Hammond of Old Lyme Connecticut a stockbroker formerly registered with Securities Service Network Inc. is referenced in a customer initiated investment related complaint where the customer requested damages estimated to exceed $5,000.00 founded on accusations that Hammond made real estate investment trust recommendations to the customer that were not suitable given the speculative and illiquid nature of the investments.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Hammond has been identified in two more customer initiated investment related disputes containing allegations of his misconduct during the period that he was employed by Securities Service Network Inc. Specifically, on August 18, 2009, a customer filed an investment related complaint concerning Hammond’s activities in which the customer sought $34,415.00 in damages supported by accusations of Hammond’s failure to place the customer in investments that comported to the customer’s goals of principal protection.
On June 16, 2018, another customer initiated investment related complaint regarding Hammond’s conduct was resolved for $10,000.00 in damages based upon allegations that the customer’s purchase of a real estate investment trust was induced by misrepresentations concerning the risks of the investment.
Hammond’s registration with Securities Service Network has been terminated as of March 6, 2016. Since March 14, 2016, Hammond has been registered with Ceros Financial Services, Inc.
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