Rey Whitehorn of Hallandale Florida a stockbroker currently employed by LPL Financial LLC is referenced in a customer initiated investment related arbitration claim in which the customer sought more than $5,000.00 in damages supported by allegations that unsuitable corporate-debt transactions were executed in the customer’s account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01192 (Apr. 16, 2018).
FINRA Public Disclosure additionally reveals that on May 14, 2002, a customer filed an investment related complaint concerning Whitehorn’s conduct where the customers requested $9,140.00 in damages based upon accusations that while Whitehorn was associated with ABN Amro Financial Services Inc., customers were placed in a variable annuity contrary to their investment objectives.
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