Van Mark Pearcy of Midland Texas a stockbroker currently registered with Raymond James Financial Services Inc. is the subject of a customer initiated investment related written complaint on February 8, 2018 in which the customer sought $73,197.00 in damages founded on allegations that unsuitable investment recommendations had been made to the customer between January 1, 2014 and December 31, 2017.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on November 14, 2013, a customer initiated investment related arbitration claim involving Pearcy’s conduct was settled for $200,000.00 in damages supported by accusations that Pearcy breached his fiduciary obligations to the customer, misrepresented terms and conditions of investments and ultimately defrauded the customer in regard to the customer’s mutual fund holdings.
Pearcy has been registered with Raymond James Financial Services, Inc. since July 17, 2001.
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