David Anthony Kamm, of Saint Augustine, Florida, a stockbroker formerly registered with Raymond James & Associates, Inc., has been named in a customer initiated investment related written complaint, which settled on June 23, 2016, for $150,000.00 in damages based upon allegations that from May 29, 2013, to February 29, 2016, Kamm effected unsuitable over-the-counter equity transactions in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Kamm has been named in five additional customer initiated investment related disputes regarding allegations of his wrongdoing while associated with Raymond James & Associates, Inc. and Dean Witter Reynolds Inc. Specifically, on August 28, 2000, a customer initiated investment related written complaint involving Kamm’s conduct was settled for $1,347.06 in damages based upon allegations that Kamm induced the customer’s purchase of mortgage backed debt products based upon misrepresentations.
Additionally, on February 25, 2007, a customer filed an investment related written complaint regarding Kamm’s activities, in which the customer requested $60,000.00 in damages based upon allegations that Kamm effected unauthorized equity purchases in the customer’s account, which caused the customer to sustain investment losses.
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