old woman concerned

Felix A. Bartolomei, of Orlando, Florida, is subject to a pending customer dispute from June 16, 2016, in which the customer requested $50,000.00 in damages after alleging securities fraud, overconcentration of the customer’s investment account, and unsuitability of investments in connection with the customer’s purchase of closed-end funds and Puerto Rico bonds.
FINRA Public Disclosure records reveal that Bartolomei has been subject to six customer initiated, investment related complaints or arbitration claims.  On March 23, 2016, Bartolomei became subject to a pending customer dispute, in which the customer requested $400,000.00 in damages amid allegations against Bartolomei of failure to supervise, breach of fiduciary duty, and fraud. On February 23, 2016, Bartolomei became subject to a customer dispute, in which the customer requested $243,000.00 in damages after the customer alleged failure to supervise and unsuitable investment recommendations.
On March 12, 2015, Bartolomei became subject to a pending customer dispute in which the customer requested $300,000.00 in damages after alleging that Bartolomei committed securities fraud in connection with closed-end funds and Peurto Rico municipal bonds. Bartolomei previously settled a customer dispute for $30,000.00 on May 28, 2014, after the customer alleged that Bartolomei made misrepresentations to the customer, engaged in unsuitable investment recommendations, and committed securities fraud in connection with the customer’s purchases of Peurto Rico municipal bonds and closed-end funds.

Guiliano Law Group

Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.