Nicholas Robert Hasselkus (also known as Nick Hasselkus), of Scottsdale, Arizona, a stockbroker registered with Morgan Stanley, was the subject of a customer initiated investment related complaint that was settled on January 27, 2023, for $14,624.43 in damages based upon allegations that Hasselkus did not follow the customer’s instructions regarding the transfer of their investment account when Hasselkus was associated with Morgan Stanley.
This is not the first time that Hasselkus has been referenced in a customer initiated investment related dispute concerning Hasselkus’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Hasselkus was also referenced in a customer initiated investment related complaint filed on February 11, 2005, in which the customer requested $8,715.00 in damages based upon allegations that Hasselkus made misrepresentations of material fact in connection with the sale of life insurance products during the time that Hasselkus was associated with MetLife. The complaint was denied by the securities broker dealer.
On March 30, 2006, a customer initiated investment related complaint involving Hasselkus’s conduct was settled to resolve allegations that Hasselkus made misrepresentations of material fact in connection with the sale of fixed annuities when Hasselkus was associated with Banc One Securities Corporation.
Hasselkus has been associated with Morgan Stanley in Scottsdale, Arizona since September 17, 2014.
