Anthony David Scott Sr., of Downers Grove, Illinois, a stockbroker formerly registered with MSI Financial Services, Inc. has been named in a customer initiated investment related written complaint on February 8, 2017, in which the customer requested more than $5,000.00 in damages based upon allegations that Scott failed to abide by the customer’s instructions concerning the trading of sub-accounts held within the customer’s variable annuity.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Scott was identified in a previous customer initiated investment related complaint, which settled for $53,561.17 in damages based upon allegations that Scott made misrepresentations to the customer concerning a universal life insurance policy, where Scott claimed that the customer would not be required to make additional premium payments within the customer’s policy in order to keep the policy in effect.
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