Bradley Andrew Marks, of New York, New York, a stockbroker currently registered with Morgan Stanley, is the subject of a customer initiated investment related arbitration claim on May 2, 2017, in which the customer sought $68,294.16 in damages based upon allegations that Marks failed to execute upon the customer’s instructions regarding an in-house money manager account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on June 2, 2011, a customer filed an investment related written complaint involving Marks’ conduct, where the customer requested $108,864.00 in damages based upon allegations that during the time Marks was a financial advisor with Citigroup Global Markets Inc., he omitted information concerning a hedge fund investment allocation.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
