Mitchell Craig Voss (also known as Mitchell Craig Vossenkemper), of Camarillo, California, a stockbroker registered with Mutual Securities Inc., is the subject of two customer initiated investment related complaints. These complaints involve allegations of breach of contract, breach of fiduciary duty, negligence, misrepresentation and omission, and violations of Financial Industry Regulatory Authority (FINRA) rules and securities laws. The customers had independently managed accounts with Mutual Securities Inc.
FINRA Public Disclosure shows that one of the disputes was filed on December 15, 2020. The customer sought $500,000.00 in damages. On December 6, 2023, the matter was resolved through a settlement in which Mutual Securities Inc. paid $512,587.63 to the customer. Civil Action No. 20-cv-3653.
In a customer initiated investment related arbitration claim filed on August 1, 2019, the customer alleged breach of contract, breach of duty, negligence, and misrepresentations and omissions of material fact. The case was later filed in federal court. On December 6, 2023, this matter was also settled, with Mutual Securities Inc. paying $259,149.24. Civil Action No. 20-cv-02928-MEH.
Voss has been associated with Mutual Securities Inc. as a stockbroker since June 4, 1992, and with Mutual Advisors LLC as an investment advisor representative since July 2, 2013.
