Ronald Arthur Christopher Jr., of Altamonte Springs, Florida, a stockbroker formerly registered with Merrimac Corporate Securities, Inc., has been named in a customer initiated investment related arbitration claim on October 13, 2016, in which the customer requested $400,000.00 in damages based upon allegations that Christopher breached his fiduciary obligations to the customer, negligently handled the customer’s investment portfolio, and effected unsuitable real estate security and oil & gas investment transactions in the customer’s account.
Christopher’s registration with Merrimac Corporate Securities, Inc. was terminated as of January 23, 2014. Financial Industry Regulatory Authority expelled Merrimac Corporate Securities, Inc. on March 21, 2016. Since January 22, 2014, Christopher has been registered with Kovack Securities Inc.
Guiliano Law Group
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