Glenn Smith Feldman of Hartford Connecticut a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Inc. is the subject of a customer initiated investment related written complaint on October 28, 2016 where the customer alleged that unsuitable investment recommendations had been made concerning variable annuity products.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on December 17, 2008, a customer filed an investment related complaint involving Feldman’s conduct in which the customer requested $48,282.69 in damages supported by accusations that the terms and conditions of the customer’s variable annuity had been misrepresented.
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