Mark Perlman of Stratford Connecticut a former registered representative of NYLife Securities LLC has been terminated by the firm on November 21, 2017 based upon accusations that he committed a violation of NYLife’s policy by “failing to acquire authentic signatures of customers” on traditional life insurance policy documentation.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on April 9, 2018, a customer filed an investment related complaint involving Perlman’s conduct in which the customer alleged that the customer’s signatures had been forged on documentation associated with the customer’s May 2017 traditional life insurance policy purchase.
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