Tag Archives: Mark Perlman

NYLife Securities Broker Terminated Forgery

August 01, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Mark Perlman of Stratford Connecticut a former registered representative of NYLife Securities LLC has been terminated by the firm on November 21, 2017 based upon accusations that he committed a violation of NYLife’s policy by “failing to acquire authentic signatures of customers” on traditional life insurance policy documentation. Financial Industry Regulatory Authority (FINRA) Public Disclosure […]

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