Mark Christopher Massaro of Williamsville New York a stockbroker currently employed by Ameriprise Financial Services Inc. is referenced in a customer initiated investment related arbitration claim where the customer requested $750,000.00 in damages supported by allegations that unsuitable recommendations had been made to the customer in reference to the holding of an insurance policy. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-03476 (Dec. 28, 2017).
FINRA Public Disclosure also confirms that on February 24, 2009, a customer filed an investment related complaint regarding Massaro’s conduct in which the customer sought at least $5,000.00 in damages founded on accusations that the customer had been charged excessive fees relating to mutual funds selected for the customer’s Strategic Portfolio Services accounts.
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