Robert Ruvein Yasnis of Melville New York a stockbroker formerly registered with Laidlaw Company (UK) Ltd. Is the subject of a customer initiated investment related arbitration claim which settled for $20,000.00 in damages supported by accusations that (1) Yasnis effected excessive trades in the customer’s account (2) placed the customer in equities that were inappropriate and (3) churned the customer’s stock portfolio between 2014 and 2016. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-03075 (Dec. 29, 2016).
FINRA Public Disclosure reveals that Yasnis has been referenced in two additional customer initiated investment related disputes containing allegations of his wrongdoing during the time that he was registered with Buckman, Buckman & Reid, Inc. Particularly, on June 15, 2011, a customer filed an investment related complaint concerning Yasnis’ activities in which the customer requested $5,000.00 in damages founded on accusations that unauthorized over-the-counter equity trades were executed in the customer’s investment account.
Then, on September 19, 2011, a customer filed an investment related complaint regarding Yasnis’ conduct where the customer sought $19,000.00 in damages based upon allegations that trades were placed in the customer’s account without the customer’s consent.
Yasnis’ employment with Laidlaw & Company (UK) Ltd. has been terminated as of November 9, 2017. He became employed with Worden Capital Management LLC on October 23, 2017. Since October 19, 1993, Yasnis has been associated with seventeen different broker dealers, nine of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
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