Kyle Robert Franklin of Roseville California a stockbroker currently registered with Hilltop Securities Inc. is referenced in a customer initiated investment related written complaint on April 10, 2018 in which the customer sought at least $5,000.00 in damages supported by allegations that the customer was inappropriately advised to reallocate variable annuity positions, resulting in the customer’s guaranteed income rider having been detrimentally affected.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on September 30, 1999, a customer initiated investment related complaint involving Franklin’s activities was settled for $16,000.00 in damages based upon accusations that while Franklin was associated with Everen Securities Inc., the customer was charged excessive commissions on equity transactions, and excessive trades had been effected in the customer’s account.
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