Kyle Gene Edsall of Phoenix Arizona is a stockbroker formerly registered with Invest Financial Corporation who is the subject of a customer initiated investment related written complaint on December 27, 2016 in which the customer requested $20,000.00 in damages based upon allegations that Edsall made misrepresentations to the customer concerning fixed and variable annuity products.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Edsall has been identified in three additional customer initiated investment related disputes pertaining to accusations of Edsall’s improper conduct during the time that he was employed with Invest Financial Corporation and U.S. Bancorp Piper Jaffray Inc. Particularly, on January 2, 2003, a customer filed an investment related written complaint involving Edsall’s conduct in which the customer alleged negligence in the handling of the customer’s account and poor investment performance of over-the-counter equities positions.
Thereafter, on March 31, 2003, a customer filed an investment related written complaint concerning Edsall’s activities alleging that the customer was placed into a variable annuity that was not suitable, causing the customer to incur $38,102.49 in losses. Moreover, a customer initiated investment related arbitration claim that pertained to Edsall’s conduct was settled on October 9, 2017 to resolve allegations that the customer’s annuity did not come with a death benefit feature that the customer expected to be included in the contract.
Edsall’s registration with Invest Financial Corporation has been terminated as of June 2, 2016. Since July 1, 2016, he has been associated with Ameriprise Financial Services, Inc.
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