Kevin Richard Wilson of New York New York a stockbroker formerly registered with Laidlaw Company (UK) Ltd. is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $100,000.00 in damages supported by accusations that they had been sold unsuitable private placements and over-the-counter equities by Wilson during the period that he was associated with Laidlaw Company. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-00318 (Feb. 16, 2021).
FINRA Public Disclosure shows that Wilson has been identified in seven additional customer initiated investment related disputes containing allegations of his improper actions during the time that he was associated with National Securities Corp and Laidlaw Company. Wilson is the subject of a customer initiated investment related written complaint on December 21, 2017 in which the customer sought $75,000.00 in damages founded on accusations that Wilson misrepresented information regarding a private placement while he was employed by Laidlaw Company.
On October 4, 2018, another customer filed an investment related FINRA securities arbitration claim concerning Wilson’s activities where the customer requested $2,000,000.00 in damages based on allegations of Wilson selling them unsuitable private placements that they held from 2010 to 2017. FINRA Arbitration No. 18-03062. On May 7, 2019, a different customer filed an investment related FINRA securities arbitration claim regarding Wilson’s activities in which the customer sought $90,405.00 founded on allegations that unauthorized trades were effected in their account by Wilson resulting in damages to the customer. FINRA Arbitration No. 19-01199.
Wilson is also the subject of another customer initiated investment related FINRA securities arbitration claim where the customer requested $1,600,000.00 in damages supported by accusations that Wilson had them invested in unsuitable private placements between 2011 and 2017 during the time that he was registered with Laidlaw Company. FINRA Arbitration No. 19-01855 (Nov. 5, 2019). The claim alleges that an excessive amount of the customer’s assets was invested in the securities.
On January 27, 2021, another customer filed an investment related FINRA securities arbitration claim involving Wilson’s conduct in which the customer sought $400,000.00 in damages based on allegations of Wilson advising them to invest in unsuitable private placements when he was associated with National Securities Corp. FINRA Arbitration No. 21-00193 (Jan. 27, 2021).
Wilson has also been referenced in a customer initiated investment related FINRA securities arbitration claim which was resolved for $70,000.00 in damages based upon accusations that the customer’s account had been overconcentrated in private placements between 2010 and 2017. FINRA Arbitration No. 19-01035 (May 5, 2021). The claim alleges that the investments Wilson sold were not suitable.
Wilson was registered with Laidlaw Company between October 27, 2010 and September 5, 2017. He was registered with National Securities Corporation between August 7, 2017 and December 10, 2019. Since November 29, 2019, he has been associated with Worden Capital Management LLC.
