Kevin Richard Wilson of New York New York a stockbroker formerly employed by Laidlaw & Company (UK) Ltd. is referenced in a customer initiated investment related arbitration claim where the customer sought $2,000,000.00 in damages supported by accusations that between 2010 and 2017, private placements sold to the customer were not appropriate. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-03062 (Oct. 4, 2018).
FINRA Public Disclosure additionally confirms that a customer filed an investment related arbitration claim concerning Wilson’s activities in which the customer requested $457,000.00 in damages founded on allegations that between 2009 and 2017, during the time that Wilson was associated with Laidlaw & Company (UK) Ltd., unsuitable private placements had been sold to the customer and the customer’s assets were over-concentrated in those inappropriate investments.
Wilson’s registration with Laidlaw & Company (UK) Ltd. has been terminated as of September 5, 2017. Since August 7, 2017, Wilson has been employed by National Securities Corporation.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered more than a hundred million dollars for more than 1,000 injured investors from all over the United States and several foreign countries. We accept representation purely on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
