Kevin Patrick McKenna of Wausau Wisconsin a stockbroker formerly registered with Stifel Nicolaus is the subject of a customer initiated investment related complaint that settled for $13,466.26 in damages supported by accusations that McKenna misrepresented over-the-counter equities as conservative investments that provided a layer of protection to the customer through a put option.
FINRA Public Disclosure additionally reveals that on June 29, 2016, a customer filed an investment related arbitration claim concerning McKenna’s conduct in which the customer requested $70,000.00 in damages founded on allegations including violation of Wisconsin Securities Act, negligent supervision, breach of contract, fraud, breach of fiduciary duty and suitability.
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