Kevin Patrick McKenna of Wausau Wisconsin a stockbroker formerly associated with Stifel Nicolaus Company has been referenced in a customer initiated investment related arbitration claim in which the customer requested $600,000.00 in damages supported by allegations of unauthorized and fraudulent securities transactions by McKenna pertaining to direct participation program interests or limited partnership interests during […]
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Tag Archives: Kevin Patrick McKenna
Stifel Nicolaus Sued By Investors For Fraud
July 11, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Securities Fraud | Comments Off on Stifel Nicolaus Sued By Investors For Fraud
Investor Accuses Stifel Nicolaus Of Fraud
July 16, 2018 | Posted by : Guiliano Law Group | Defective Option Strategies, Investment and Regulatory News | 0 Comments
Kevin Patrick McKenna of Wausau Wisconsin a stockbroker formerly registered with Stifel Nicolaus is the subject of a customer initiated investment related complaint that settled for $13,466.26 in damages supported by accusations that McKenna misrepresented over-the-counter equities as conservative investments that provided a layer of protection to the customer through a put option. FINRA Public […]
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