Kamran Abrishami, of Staten Island, New York, a stockbroker formerly registered with Santander Securities LLC, has been named in a customer initiated investment related written complaint on April 26, 2016, in which the customer requested $15,983.00 in damages based upon allegations that he failed to inform the customer about tax liabilities that the customer would incur in connection with liquidating a managed account. Additionally, the customer alleged that Abrishami effected transactions in the customer’s account that were in no way consistent with the customer’s investment goals.
Financial Industry Regulatory Authority (FINRA) Public Disclosure further reveals that on March 6, 2016, a customer initiated investment related written complaint involving Abrishami’s conduct was settled for $31,654.52 in damages based upon allegations that he effected mutual fund purchases in the customer’s account that were not suitable for the customer, and neglected to properly service the customer’s account.
Abrishami’s registration with Santander Securities LLC was terminated on June 9, 2016.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
