Ricardo E. Urrutia, of Bronx, New York, a stockbroker formerly registered with J.P. Morgan Securities LLC, has been named in a customer initiated investment related written complaint on January 15, 2016, in which the customer requested $9,496.04 in damages based upon allegations that Urrutia made misrepresentations to the customer concerning a variable annuity product.
Financial Industry Regulatory Authority (FINRA) Public Disclosure further reveals that on July 28, 2014, Urrutia was named in a customer initiated investment related written complaint based upon allegations that Urrutia furnished an account application to his firm for a customer, wherein the customer’s initials on the application were forged by Urrutia.
Urrutia’s registration with J.P. Morgan Securities ended on March 21, 2014.
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