Joshua Jon Beitel of Traverse City Michigan a stockbroker formerly registered with Cetera Investment Services LLC is the subject of a customer initiated investment related written complaint on April 16, 2019 where the customer sought $41,338.86 in damages founded on accusations that the customer’s investments were modified without the customer’s knowledge or consent.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that a customer initiated investment related complaint involving Beitel’s conduct was resolved for $37,500.00 in damages on June 4, 2018 supported by allegations that when Beitel was associated with Cetera Investment Services, omissions had been made by the stockbroker in regard to the tax liabilities that pertained to the liquidation of stock and corporate debt products from the customer’s investment portfolio.
Beitel’s registration with Cetera Investment Services was terminated on June 4, 2018. He has been employed by Cambridge Investment Research since May 15, 2018.
