Joseph Edward Pastore of El Segundo, California is a stockbroker currently registered with Morgan Stanley Smith Barney who is the subject of a customer initiated investment related arbitration claim in which the customer sought $975,000.00 in damages founded on accusations that unsuitable securities purchases were effected in the customer’s managed account between 2013 and 2015. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-03671 (Dec. 27, 2016).
FINRA Public Disclosure reveals that on September 22, 2015, a customer filed an investment related written complaint involving Pastore’s conduct where the customer alleged that Russian securities had been placed in the customer’s wrap account that were not appropriate for the customer.
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