Jonathan Wayne Duke of Birmingham Alabama a stockbroker currently employed by Synovus Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $200,000.00 in damages based upon allegations that fiduciary duties had been breached with regard to the customer’s certificate of deposit investment. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-01224 (Apr. 13, 2018).
FINRA Public Disclosure additionally confirms that on March 19, 2009, a customer filed an investment related complaint regarding Duke’s activities where the customer requested $7,000.00 in damages founded on accusations of the failure to follow the customer’s instructions about selling mutual fund investments from the customer’s investment account.
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Our practice is limited to the representation of investors. Over the last three decades, we have recovered tens of millions of dollars for more than 1,000 injured investors from all over the United States and from all over the World. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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