John Natale Cucinella of New York New York a stockbroker formerly registered with Meyers Associates, L.P. and advisor employed by Mackrow Asset Management Group is referenced in a Alabama Securities Commission Cease and Desist Order based upon the Commission’s findings that Cucinella made unwarranted statements to a customer about investment returns and engaged the customer in investment business despite failing to be registered in Alabama. Case No. S17-0103 (Oct. 31, 2017).
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on February 3, 2006, a customer filed an investment related complaint regarding Cucinella’s conduct in which the customer sought $33,265.00 in damages supported by allegations that Cucinella effected an unauthorized over-the-counter equities transaction in the customer’s account while registered with GunnAllen Financial.
Cucinella’s registration with Meyers Associates, L.P. has been terminated as of April 20, 2015. Meyers had become statutorily disqualified in May 2018 by FINRA as a result of an Order issued on July 28, 2017 containing findings that the firm violated Securities Act of 1933 Sections 8A and Securities Exchange Act of 1934 Sections 15(b) and 21C.
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