John Barry Jenkins of Memphis Tennessee a stockbroker currently registered with Wells Fargo Clearing Services LLC is referenced in a customer initiated investment related written complaint on April 30, 2018 where the customer sought damages estimated to exceed $5,000.00 supported by allegations that omissions had been made to the customer concerning the terms of the customer’s variable annuity investment at the time that the customer made the December 28, 2017 purchase.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Jenkins has been identified in three additional customer initiated investment related disputes containing accusations of Jenkins’ misconduct while employed with Morgan Keegan & Company, Inc. Specifically, on October 6, 2009, a customer filed an investment related complaint involving Jenkins’ activities in which the customer requested $48,087.00 in damages founded on allegations that the customer was placed into a stock position that was not suitable for the customer.
Subsequently, a customer filed an investment related arbitration claim regarding Jenkins’ conduct where the customer sought damages estimated to exceed $5,000.00 based upon accusations of suitability and misrepresentation pertaining to mutual fund purchases made in the customer’s account. FINRA Arbitration No. 09-05871 (Oct. 23, 2009). Then, a customer initiated investment related arbitration claim concerning Jenkins’ activities was resolved for $25,000.00 in damages supported by allegations that the customer’s investment instructions were not followed; the customer had been placed in a variable annuity that was not suitable for the customer; trades were executed on an unauthorized basis; and the customer’s investment portfolio had been churned. FINRA Arbitration No. 12-01274 (Aug. 3, 2012).
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