Jimmy Oswald Moscoso of Boca Raton Florida a stockbroker employed by Lincoln Financial Advisors Corporation has been referenced in a customer initiated investment related complaint on March 8, 2019 where the customer sought damages estimated to exceed $5,000.00 founded on accusations that false or misleading statements had been made in regard to the terms and conditions of variable annuity transactions which had been executed when Moscoso was associated with Lincoln Financial Advisors.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Moscoso has been barred from associating with any FINRA member in any capacity based upon findings that an elderly customer’s $20,000.00 in funds were misappropriated or converted by him in reference to purported real estate investment transactions effected when he was associated with Lincoln Financial Advisors. Letter of Acceptance Waiver and Consent No. 2018057246701 (Feb. 14, 2018).
Lincoln Financial Advisors discharged Moscoso on January 11, 2018 founded on accusations that a customer’s funds had been impermissibly utilized for Moscoso’s own benefit.
