Jesus Delacarridad Rodriguez, of Miami, Florida, a stockbroker currently registered with IMS Securities, Inc., has been named in a customer initiated investment related arbitration claim on August 19, 2016, in which the customer requested $1,667,000.00 in damages based upon allegations that Rodriguez breached his fiduciary duties, made misrepresentations to the customer, and negligently handled the customer’s account concerning investments in real estate investment trust products.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on March 25, 2014, a customer initiated investment related arbitration claim involving Rodriguez’s conduct was settled for $90,000.00 in damages based upon allegations that Rodriguez negligently handled the customer’s investment portfolio, and breached his fiduciary duties owed to the customer pertaining to direct investment product transactions.
Guiliano Law Group
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To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
