Jennifer Ann Ayers (also known as Jenny Ayers and as Jennifer Ann Glow) of Roanoke Virginia a stockbroker formerly registered with Allstate Financial Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that she failed to cooperate with a FINRA investigation regarding her involvement in unauthorized transactions during the time that she was associated with Allstate Financial Services. Letter of Acceptance Waiver and Consent No. 2019064729702 (October 8, 2021).
According to the AWC, Ayers became the subject of a FINRA investigation following her departure from Allstate Financial Services. Her employer informed FINRA that it discharged her on March 2, 2020, supported by accusations that she engaged in activities with a person who was not registered. The regulator tried to determine whether Ayers violated FINRA rules.
Ayers cooperated with the investigation at first, but she stopped in September of 2021. The AWC states that on September 15, 2021, she was asked to testify before FINRA investigators. She told FINRA on September 17, 2021, that she received its request and would not comply with it. Ayers never showed up to testify, which obstructed FINRA’s ability to determine the nature of her alleged unauthorized activities. Ayers violated FINRA Rules 2010 and 8210.
Ayers was associated with Allstate Financial Services between March 16, 2018, and March 3, 2020.
