Jeffrey Martin Tabman of Woodbury, New York, a stockbroker registered with Equitable Advisors LLC, is the subject of a customer initiated investment related complaint filed on January 12, 2023, in which the customer requested compensation based upon allegations that Tabman made unsuitable recommendations of mutual funds when Tabman was associated with Equitable Advisors LLC. The securities broker dealer denied this complaint.
This is not the first time that Tabman has been referenced in a customer initiated investment related dispute concerning Tabman’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that on June 22, 2005, a customer initiated investment related NASD securities arbitration claim involving Tabman’s conduct was settled for $112,000.00 in damages based upon allegations that Tabman made omissions and misrepresentations of material fact and engaged in excessive and unsuitable trading in direct investments, including Critical Capital Growth LTD and SB Special Model Portfolio LLC, during the time that Tabman was associated with Sands Brothers Co. Ltd. FINRA Arbitration No. 02-3235.
Tabman has been associated with Equitable Advisors LLC as a stockbroker since May 31, 2001, and as an investment advisor representative since October 13, 2010.
