Jeffrey Scott Ingros of Beaver, Pennsylvania, a former Raymond James Financial Services, Inc. stockbroker, is the subject of a customer initiated investment related written complaint on August 30, 2016, where the customer requested at least $5,000.00 in damages based upon accusations that Ingros made misrepresentations to the customer and executed unsuitable structure product transactions.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Ingros has been identified in three additional customer initiated investment related disputes containing allegations of Ingros’ violative conduct since FINRA barred him in all capacities on March 11, 2016. Particularly, on May 3, 2016, a customer filed an investment related written claim pertaining to Ingros’ activities while employed with Raymond James, in which the customer sought $231,220.00 in damages supported by accusations that while Ingros was associated with Janney Montgomery Scott LLC, he failed to inform the customer about a life insurance policy’s terms and conditions.
Then, a customer initiated investment related arbitration claim involving Ingros’ conduct was settled for $121,873.00 in damages founded on allegations of negligent account management, suitability, breach of contract, breach of fiduciary duty, negligence, and fraud. FINRA Arbitration No. 16-00773 (June 28, 2016). Further, on August 9, 2016, a customer brought an investment related written complaint regarding Ingros’ activities, where the customer requested $34,645.00 in damages based upon accusations relating to the suitability of structured products, and Ingros’ omissions concerning the risks of those products.
Raymond James terminated Ingros on February 19, 2016, supported by allegations that he entered into unauthorized customer loan arrangements and failed to be forthcoming regarding his activities in completing the firm’s compliance attestations.
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