Jeffrey Allen Morris of Estes Park, Colorado, a stockbroker registered with Moloney Securities Co. Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $45,000.00 in damages based upon allegations that Morris made unsuitable recommendations and was negligent in connection with the sale of corporate bonds when Morris was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 23-01052 (April 19, 2023).
FINRA Public Disclosure shows that Morris is referenced in four other customer initiated investment related disputes concerning Morris’ conduct while associated with securities broker dealers, including Moloney Securities Co. Inc. On October 13, 2022, a customer filed an investment related FINRA securities arbitration claim involving Morris’ conduct in which the customer requested $150,000.00 in damages based upon allegations that Morris was negligent and made unsuitable recommendations of corporate bonds when Morris was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 22-02348.
On October 19, 2022, a customer filed an investment related FINRA securities arbitration claim involving Morris’ conduct in which the customer requested $105,000.00 in damages based upon alleged unsuitable advice and negligence in connection with the sale of corporate bonds. FINRA Arbitration No. 22-02393.
Morris is also referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $500,000.00 in damages based upon allegations that Morris breached a contract, was negligent, and made unsuitable investment recommendations. FINRA Arbitration No. 23-00117 (January 20, 2023).
On January 23, 2023, a customer filed an investment related FINRA securities arbitration claim involving Morris’ conduct in which the customer requested $50,000.00 in damages based upon allegations that Morris was negligent and provided unsuitable advice about bonds during the time that Morris was associated with Moloney Securities Co. Inc. FINRA Arbitration No. 23-00188.
As of September 16, 2023, all five of these customer arbitration claims are pending.
Morris has been associated with Moloney Securities Co. Inc. as a stockbroker since March 16, 2012, and as an investment advisor representative since December 9, 2016.
